LAWYER SEARCH

Year of Call 1994 Education University of Manitoba
University of British Columbia
Harvard University
Location Toronto

Featured Areas of Practice Capital Markets & Securities Areas of Practice Business and Corporate Services Capital Markets and Securities Start-up Suite
Associations Law Society of Ontario
Law Society of British Columbia
Canadian Bar Association
Canadian Venture Capital Association, Served as Director of the Association for Corporate Growth.

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TORONTO CAPITAL MARKETS AND SECURITIES LAWYER

Capital Markets and Securities lawyer Dan Rothberg received his Bachelor of Commerce from the University of Manitoba in 1989 and his LL.B. from the University of British Columbia in 1993. Dan also completed courses in International Finance and Econometrics at Harvard University.

Dan Rothberg’s Capital Markets and Securities experience includes a broad range of public and private financings including equity, debt and fund offerings. We have acted for a wide variety of public and private issuers, underwriters, venture capital and private equity funds and other market participants including foreign-based hedge funds.

Specific types of work have included:

  • CPC formation
  • Venture and private equity fund formation
  • Initial public offerings
  • Reverse take-overs
  • CPC qualifying transactions and
  • Private placements.