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    Dan Rothberg

    B.Comm. (Hons.), LL.B.
    Year of Call 1994 Education University of Manitoba, University of British Columbia, Harvard University Location Toronto
    Featured Areas of Practice Capital Markets & Securities Areas of Practice Business and Corporate Services Capital Markets and Securities Start-up Suite
    Associations Law Society of Ontario, the Law Society of British Columbia, the Canadian Bar Association, the Canadian Venture Capital Association, and serves on the board of the Association for Corporate Growth.
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    TORONTO CAPITAL MARKETS AND SECURITIES LAWYER

    Capital Markets and Securities lawyer Dan Rothberg received his Bachelor of Commerce from the University of Manitoba in 1989 and his LL.B. from the University of British Columbia in 1993. Dan also completed courses in International Finance and Econometrics at Harvard University.

    Dan Rothberg’s Capital Markets and Securities experience includes a broad range of public and private financings including equity, debt and fund offerings. We have acted for a wide variety of public and private issuers, underwriters, venture capital and private equity funds and other market participants including foreign-based hedge funds.

    Specific types of work have included:

    • CPC formation
    • Venture and private equity fund formation
    • Initial public offerings
    • Reverse take-overs
    • CPC qualifying transactions and
    • Private placements.